Patient-reported outcome measures in diabetes outpatient care: a scoping review

Background

Diabetes is a complex disease requiring continuous self-management to reduce and prevent late complications. Diabetes self-management can be associated with psychological issues, such as distress,1 2 anxiety,3 4 depression,5 6 fear of late complications7 and episodes of hypoglycemia or hyperglycemia.8 As a result, diabetes self-management can compromise quality of life.9 10 To better support individuals in diabetes self-management, there remains a need for ongoing and continuous diabetes care in the healthcare service. Over the last decade, attention on flexible, user-led, patient-centered services has increased.11 12 Flexible services that are reliable for both the patient and healthcare personnel rely on valid, reliable and trustworthy data. Such data can be obtained directly from patients if they have the opportunity to systematically self-report their current health status and health needs.13 In clinical settings, patient self-reporting is increasingly applied to gather subjective reports from patients through patient-reported outcome (PRO) measures. Allowing patients to self-report their personal experiences and needs relating to their diabetes alongside clinical parameters, such as blood glucose values, time-in-range, time-out-of-range or hemoglobin A1c (HbA1c), can enable healthcare personnel to assess the need for contact or consultations with healthcare services.11

In a clinical setting, for example, in an outpatient consultation, PRO measures are intended to promote communication between patients and healthcare professionals to enable person-cenetred, individualized care.12 14 Research has shown that patients value PRO measures preconsultation, particularly free-text fields where they can add details to standardized questions.15 In this way, subjective PRO measures may complement the clinical measures that reflect the objective side of the disease and self-management. According to the Norwegian National Health and Hospital Plan for 2020–2023, the use of PROs can both individualize care and increase the effectiveness of care.16 However, to fulfil their potential, PRO measures should address patient-specific concerns.17 18 In addition, healthcare personnel need guidance and training in using and interpreting PRO measures.15

According to the literature, there is a lack of systematic research on the application of PRO measures in diabetes care in clinical settings, including research in which PRO measures may be most useful. According to previous research, PRO measures appear to be effective in general19 in supporting communication between patients and providers.20 However, the success of digital PRO measures rely on a successful implementation.21 Given the reduction in hospital beds and, consequently, the rise in outpatient care, the use of PRO measures has the potential to guide more flexible and resource-effective outpatient diabetes care. To guide the rapid development of PRO-based and flexible diabetes outpatient care, a scoping review of the available research and its characteristics is warranted.

The objectives were to identify instruments used to measure PROs in outpatient diabetes clinics and to investigate the use of these PRO measures alongside the experiences of patients and healthcare personnel in a clinical setting.

ResultsThe scoping searches

The search yielded 35 197 citations. After removing duplicate records (n=11 201) and screening titles and abstracts, the full texts of 137 reports were assessed. Finally, seven reports27–34 were included, reporting on four studies (figure 1). Many reports were excluded because the PRO measures were not applied for clinical purposes, without consequences for patient care in a ‘here and now’ perspective.

Figure 1Figure 1Figure 1

Flow chart. PRO, patient-reported outcome.

General characteristics

There was a limited spread in terms of geography, with two reports from Denmark,27 28 one from Australia29 and one from Norway.30 31 The included reports were published between 2019 and 2022 (table 1). Among the seven reports, there were two randomized controlled trials,27 28 two mixed-method feasibility studies,28 32 two qualitative evaluations30 31 and one experimental cross-sectional study.29 The reports included experiences of patients (n=659)27–29 31–34 and healthcare personnel (n=18).30 32

The identified PRO measures

Three of the PRO measure interventions used previously validated tools, in addition to single items.28 29 34 The Norwegian DiaPROM pilot trial and study28 32 was based solely on PAID to assess diabetes distress (table 2). The focus of the PRO measures in both Danish studies was multidimensional and included various themes, such as general health, well-being, self-management, symptoms, complications and patients’ concerns,28 32 similar to the psychosocial focus in the Australian study.29 Except for one study,30 all the PRO measure interventions included some or all items of PAID. Two studies included WHO-5 to assess emotional well-being in the PRO measure intervention.28 32 One study applied the Patient Health Questionnaire-4 measuring symptoms of anxiety and depression,29 and one used one item of 36-Item Short Form Health Survey for overall health.28 32 Single items complement the previously validated PRO measures in three interventions.28 29 32 Figure 2 illustrates the various PRO measure focus in the interventions.

Figure 2Figure 2Figure 2

Patient-reported outcome measure focus. DiaPROM, Diabetes Patient-Related Outcome Measures; DPAT, Diabetes Psychosocial Assessment Tool.

Table 2

Details of the PRO measure interventions (n=7)

The PRO measure interventions were all administrated using digital solutions, either in the waiting area of an outpatient clinic or prior to an appointment. Similarly, all the interventions aimed for a preconsultation review of the PRO measure reports by healthcare personnel, thus, aiming to address essential issues and discussing these in the consecutive consultation. In addition, the PRO measure reports could lead to a joint health plan or extra follow-up. In the DiabetesFlex intervention, the participants could choose either digital or physical consultations at the end of their PRO measure report.28

Findings and experiences on the use of PRO measures in the clinic

Patients were satisfied with the digital solutions used to report the PRO measures, as they were easy to use (table 3).28 29 32 33 However, there were mixed results regarding the value of the PRO reports on patient follow-up. In the DiaPROM study, patients said that the PRO reports were of limited value during consultations.27 31 In contrast, in the study by Bachmeier et al,29 the patients stated that the PRO reports were of value in identifying important issues otherwise not addressed. Furthermore, the focus on living with diabetes,28 29 31 32 the opportunity to be more open-minded in consultations31 and the ability to choose digital consultations were regarded as positive.28

Table 3

Findings and experiences on the use of PRO measure interventions (n=7)

From the healthcare personnel perspective, the time constraints and opportunity to secure intervention fidelity were challenges found in the DiaPROM study.27 30 In contrast, Skovlund et al32 found that healthcare personnel managed to provide the intervention as intended. Notably, one healthcare worker in the qualitative study by Haugstvedt et al30 considered it paradoxical that a PRO measure was required to shed light on a patient’s problems rather than acquiring this information during dialogue with the patient in the consultation. However, if a patient reported multiple problems, it became more complex for healthcare personnel to assess the patient’s care needs. Only the healthcare personnel in the study by Skovlund et al32 were asked whether they would like to continue using the PRO measures and the healthcare personnel responded positively.

Results of the consultation exercises

The first consultation exercise involved the five researchers who conducted the review, as only the first and last author screened and extracted the data for this scoping review. All the remaining researchers had a nursing background, one with an MSc in an advisory position at the hospital, one with an MSc in a management position, and one a PhD in a research position. They all read the eligible studies and provided a new perspective on the extracted material. Topics discussed included distinguishing between PRO measures applied in the clinic as part of a research project and those applied to directly inform and affect patient care during consultations with the patient.

The second consultation exercise involved all members of the research team and two diabetes specialist nurses in an outpatient clinic. All extracted data from the review and a narrative summary were verbally and visually presented to the group using a presentation tool. Feedback from the participants was given based on the individuals’ perspectives. Those in clinical positions had experience using digital PRO measures in their current posts. The presentation contained the scoping review process until the final included studies, a narrative summary of the studies’ characteristics, the included reports’ use of PRO measures in the clinic, patients’ experiences and healthcare personnel’s experiences. The participants were invited to share any immediate reflections before they were asked to discuss their interpretation of PRO measures in clinical consultation, the balance between patients’ needs and the clinics’ resources, whether they experienced more skepticism among healthcare personnel than among patients regarding PRO measures and a more open discussion regarding what a clinical PRO measure should assess considering the identified studies in the review. All the participants found that the narrative summary of the reviewed studies reflected their experiences. Clinical PRO measures can include data from various sources, and it can be cumbersome and time consuming to assess and interpret these data, especially when they are derived from different platforms. Thus, training is crucial to ascertain both confidence and efficiency in using PRO measures. The need for training for patients was also raised, as they are left with more responsibility for their self-management and an increased expectation of being prepared for the consultations. The participants in the consultation exercise specifically raised a concern about whether this increased responsibility was too much for patients with complex conditions. The patients’ responses to PRO measurement instruments affected how the consultations were structured. In particular, if patients reported emotional difficulties, diabetes specialist nurses found these challenging to handle due to a lack of time and referral opportunities. On the other hand, they were somewhat confident they would identify patients’ needs, regardless of PRO measures. They added that PRO measures allow for a task shift from physicians to nurses on a larger scale than prior and that a more systematic approach to patients’ reports can enable the identification of previously undetected problems. Lastly, the diabetes specialist nurses confirmed and highlighted the need for clinical personnel to develop, implement and evaluate tools, such as PRO measures in the clinic to succeed.

Discussion

This scoping review identified and described PRO measures used in clinical settings for patients with diabetes where PRO reports had consequences for current or future consultations. We identified seven reports from four studies presenting unique PRO measures, all covering psychosocial aspects of living with diabetes and using an electronic system to collect PRO data.

Based on the limited number of studies identified in our scoping search and the limited number of PRO measures used in clinical diabetes care, research in this area appears scarce. The heterogeneity among clinics and in healthcare personnel needs might provide some explanation. The use of PRO measures depends on practice goals and priorities, such as prioritizing patients’ concerns, involving the patients more directly in their care, better communication, aiming for more effective treatment plans or providing a more positive overall patient experience.35 As a result, different clinics may take different approaches to selecting which PRO measures are most useful for their clinical practice, with each clinic’s specific needs and priorities and their patient population influencing their choice of measures. Although the use of PRO measures increasing,36 37 research suggests that the potential benefits of these measures increase in line with healthcare personnel’s and patients’ understanding of why and how these measures are used.38

Among the four identified studies and seven reports in this scoping review, all the PRO measures aimed to identify challenges that the patients faced to better tailor diabetes care. PRO measures allow for an increased focus on psychosocial aspects of living with a chronic condition, which both the patients and healthcare personnel valued in our included studies. Often, PRO measures on psychosocial aspects are collected at the same time as clinical measures, such as HbA1c or time-in-range/time-out-of-range. While multidimensional PRO measures provide a broader perspective on various aspects of diabetes and patient well-being, the questionnaires can be long and time consuming, thus representing a burden for the patient. Among the four identified studies, the Norwegian study used only the PAID, and the remaining three studies used multidimensional PRO measures. Previous research found a trend in diabetes care towards the use of multidimensional PRO measures.12 It seems that both the patients and the clinicians were satisfied in the studies that used both unidimensional and multidimensional PRO measures and that it is more important whether the questions are meaningful to answer. In terms of the clinical versus the scientific value of PRO measures, disease-specific measures are often more sensitive to disease-related change in the individual outcomes compared with generic measures, supporting the relevance of disease-specific measures. Choosing the most appropriate PRO measures to collect pertinent patient data, together with relevant clinical measures, is important to ensure both the relevance and quality of service provision. However, if each clinic were to identify and select PRO measures, this would result in a lack of standardization, increased use of resources and ultimately increased costs. Using at least some standardized PRO measures is often practical if these are relevant.37 The use of standardized PRO measures will also enable comparisons between clinics and even between countries if the PRO measure is translated into different languages. One example we identified in this scoping review was the PAID questionnaire used in both the Norwegian study,27 30 31 33 one of the Danish studies28 and the Australian study.29 In Norway, PAID is integrated into the national Norwegian Diabetes Register for Adults.39 Thus, there is an opportunity to compare the PAID scores from with those from the national register, which contributes to improving the quality of health services. In addition, PAID is used in healthcare settings in many countries.40

Choosing the right PRO measure is of the utmost importance, yet challenging for clinicians.37 Our scoping review shed light on the lack of available PRO measures meeting the requirements of being a practical, reliable, valid and relevant tool. It also suggested that the most valuable clinical PRO measures might not be those developed for scientific research purposes according to scientific standards but those developed for use in a clinical setting. Clinical PRO measures serve a different purpose of being short, to the point, easy to answer and interpret, dynamic and valuable from a clinical perspective. This is opposite to the criteria set for scientific PRO measures used in traditional evaluation of research. Thus, there remains a balance between the clinical need to adapt specific items from validated PRO measures into new, comprised PRO measures where individual patient responses are of interest, compared with the need for validated, scientifically rigorous instruments measuring concepts in larger samples of patients.

Some core prerequisites are necessary for PRO measures to be relevant for clinical purposes. Similar to the implementation of other new tools, the implementation of PRO measures used for clinical purposes can alter the workflow and add to clinicians’ workloads.37 41 There must be a continuous focus on training to ensure that healthcare personnel have the required skills to interpret multidimensional PRO measures. All the studies included in our review used electronic methods to administer the PRO measures and collect patient-specific data, allowing for even greater patient individualization.37 Digital solutions can also aid the interpretation of PRO measure scores through colors or thresholds.42 Information on a range of self-reported issues is often needed for patients with complex conditions using multiple PRO measures. Such information must then be interpreted in the context of clinical parameters. As each patient is unique, particularly those with complex conditions, it remains challenging to standardize healthcare.35 Data collection using multiple tools and subsequent interpretation of the data are easier using a digital system. However, the implementation of digital PRO measures has been unsuccessful in some healthcare settings.21 Thus, thorough identification of the intended users and adaptation of the digital PRO measure remain crucial.17

Among the identified studies, although all the patients expressed satisfaction with the PRO measures, healthcare personnel showed both skepticism and high satisfaction. In the Norwegian study reported by Hernar et al33 and discussed by the diabetes specialist nurses in our consultation exercise, some healthcare personnel felt that the use of standardized questions, such as those in PRO measures, to shed light on the patient experience seemed unnecessary, believing that the consultation between the patient and healthcare provider should fulfill this purpose. Thus, some healthcare workers viewed PRO measures as somewhat redundant, as the patients’ concerns would have been picked up on and addressed by asking questions during the consultations. Such views might explain some of the skepticism expressed by healthcare personnel towards PRO measures. Interprofessional collaboration is essential to maximize the benefits of PRO measures in the clinic,12 which could be a challenge. However, by clarifying the rationale underlying PRO measures and their relevance to patient care, PRO measures may be accepted over time and increase the efficiency and quality of health services. To ensure the relevance of PRO measures, the involvement of users at all levels can be valuable, particularly to identify the items most appreciated and regarded as most useful by patients compared with those considered most useful by healthcare personnel.17 Through the systematic evaluation of patient-specific concerns, healthcare personnel can provide more timely care.38 This systematic evaluation includes balancing the clinics’ resources and patients’ needs, as PRO measures can identify problems not identified previously, thus, demanding more resources if these problems have a clinical rationale and must be acted on.

The nurses presented with the preliminary results of our scoping review as the patients’ concerns would have been picked up on and addressed might make it easier to identify patients that are clinically stable and not in need of a consultation at a particular time, thus, allowing for a more flexible schedule where consultations can be redistributed to those patients with a higher need. The implementation of PRO measures might ultimately increase the quality of healthcare services. PRO measures might also shift the focus to much over to the systematic collection of PRO measures as discussed by Campbell et al.35 A balance between when PRO measures as just numbers and the focus on a personified meeting between a patient and a provider must be maintained and tailored to the individual. PRO measures will not be suited to all settings and all patients. 34 Barriers to the use of PRO measures include individuals with high levels of distress or low literacy.35

Implications for further research

Although some PRO measure interventions measure only a single phenomenon, they can be complex and multifaceted. Evaluating complex interventions can benefit from employing various methodological perspectives to document the impact of these interventions on practice, thereby providing a more robust understanding of their effectiveness.37 The studies included in this review employed mixed methodical approaches, including qualitative and quantitative. The diversity of evaluation methods used in these studies and limited number of studies makes it challenging to draw conclusive findings from the results. Given the complexity of PRO measure interventions and their potential impact on clinical practice, future evaluations should involve a range of methodological approaches to ensure a robust evaluation of PRO measures capture various dimensions of their effects and obtain a more nuanced understanding of diabetes care in outpatient clinics.

Limitations and strengths

The search strategy in this study might have needed to be more thorough to identify relevant studies to answer the aims, as we found few studies. However, we used a comprehensive search strategy and generated many results for screening. We carefully defined the inclusion criteria as the term PRO measure is used in numerous ways, and we had a narrow scope of use in clinical practice. Although this made the process of study selection demanding, such an approach was necessary to ensure that the review was comprehensive. There is a risk of language and geographical bias, as we limited our search to English and Scandinavian languages. This could restrict the generalizability of our review, as we could have missed important research. However, we aimed to avoid misinterpretations and reduce irrelevant studies, identifying research directly relevant to our aim and context.

Conclusions

Overall, a limited number of PRO measures used in a clinical setting for patients with diabetes was identified. PAID was the most frequently applied PRO measure, and all studies shared a focus on psychosocial aspects of diabetes. Data were generally collected via electronic methods. Based on the included studies, patients appeared to be satisfied with PRO measures overall, whereas the level of satisfaction among healthcare personnel with PRO measures use varied. More research is needed to address the development of PRO measures serving a clinical purpose and to shed light on how PRO measures can be used to alter diabetes outpatient services.

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